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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-28
NY RA APPROVED 2021-04-19
VT RA APPROVED 2018-06-27
ME RA APPROVED 2018-06-26
NH RA APPROVED 2018-06-11
TX RA APPROVED 2016-07-13
CT RA APPROVED 2015-04-13
  • NJ RA
    APPROVED
    Since 2024-08-28
  • NY RA
    APPROVED
    Since 2021-04-19
  • VT RA
    APPROVED
    Since 2018-06-27
  • ME RA
    APPROVED
    Since 2018-06-26
  • NH RA
    APPROVED
    Since 2018-06-11
  • TX RA
    APPROVED
    Since 2016-07-13
  • CT RA
    APPROVED
    Since 2015-04-13

Branch Locations

One Bryant Park Division - Northeast, New York, NY 10036 • United States

75 Rockefeller Plz, New York, NY 10019 • United States

Jersey City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. New York NY 04/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-26
S63 Uniform Securities Agent State Law Examination 2013-10-22
  • S65 Uniform Investment Adviser Law Examination
    2014-11-26
  • S63 Uniform Securities Agent State Law Examination
    2013-10-22
Other Names
  • Meaghan Sheehan

View on SEC IAPD

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