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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-28 |
| NY | RA | APPROVED | 2021-04-19 |
| VT | RA | APPROVED | 2018-06-27 |
| ME | RA | APPROVED | 2018-06-26 |
| NH | RA | APPROVED | 2018-06-11 |
| TX | RA | APPROVED | 2016-07-13 |
| CT | RA | APPROVED | 2015-04-13 |
Branch Locations
One Bryant Park Division - Northeast, New York, NY 10036 • United States
75 Rockefeller Plz, New York, NY 10019 • United States
Jersey City, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | New York | NY | 04/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-22 |
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