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Anthony Joseph Charles

J.P. Morgan Securities LLC

Baton Rouge, LA

Baton Rouge, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-05
LA RA APPROVED 2023-04-13
  • TX RA
    APPROVED
    Since 2024-06-05
  • LA RA
    APPROVED
    Since 2023-04-13

Branch Locations

3759 Perkins Road, Baton Rouge, LA 70808 • United States

330 N 4Th St, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc. Baton Rouge LA 04/2015 Present
Jpmorgan Chase Bank, N.A. Baton Rouge LA 04/2015 Present
Gemilli'S (Pop-Up) Restaurant New Orleans LA 08/2016 05/2022
  • 04/2015 → Present
    J.P. Morgan Securities Llc.
    Baton Rouge, LA
  • 04/2015 → Present
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 08/2016 → 05/2022
    Gemilli'S (Pop-Up) Restaurant
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-27
S63 Uniform Securities Agent State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2023-01-27
  • S63 Uniform Securities Agent State Law Examination
    2014-12-22
Other Names
  • Anthony J Charles
  • Anthony Charles

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
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