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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Hudson | OH | 01/2015 | 06/2018 |
| Western Reserve Resources Corporation | Hudson | OH | 08/2013 | 06/2018 |
| Raymond James Financial Services Advisors Inc. | Hudson | OH | 03/2018 | 06/2018 |
| Cetera Advisors Llc | Denver | CO | 06/2018 | Present |
| Impel Wealth Management | Cuyahoga Falls | OH | 06/2018 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 6/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES AND LONG TERM CARE ; (2) IMPEL WEALTH MANAGEMENT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 7/2018, REPRESENTITIVE, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; (3) N/A, NOT INVESTMENT RELATED, 7798 BEECHER RD, PATASKALA, OH 43062, STARTED 06//2018, POSITION/TITLE/RELATIONSHIP: EXECUTOR, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: EXECUTOR OF PARENTS ESTATE ; (4) NAME OF OTHER BUSINESS: THE WELL COMMUNITY DEVELOPMENT CORP ; INVESTMENT RELATED: NO ; ADDRESS: 647 EAST MARKET ST, AKRON OH 44304 ; NATURE OF BUSINESS: NON-PROFIT COMMUNITY DEVELOPMENT ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP:OFFICER ON BOARD; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: ASSISTING WITH BUDGET, USING RESOURCES, AND FINANCIALS TO HELP REACH GOALS ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-05 |
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