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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • OH RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

2006 4Th St, Cuyahoga Falls, OH 44221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Hudson OH 01/2015 06/2018
Western Reserve Resources Corporation Hudson OH 08/2013 06/2018
Raymond James Financial Services Advisors Inc. Hudson OH 03/2018 06/2018
Cetera Advisors Llc Denver CO 06/2018 Present
Impel Wealth Management Cuyahoga Falls OH 06/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2015 → 06/2018
    Raymond James Financial Services
    Hudson, OH
  • 08/2013 → 06/2018
    Western Reserve Resources Corporation
    Hudson, OH
  • 03/2018 → 06/2018
    Hudson, OH
  • 06/2018 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2018 → Present
    Impel Wealth Management
    Cuyahoga Falls, OH
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 6/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES AND LONG TERM CARE ; (2) IMPEL WEALTH MANAGEMENT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 7/2018, REPRESENTITIVE, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; (3) N/A, NOT INVESTMENT RELATED, 7798 BEECHER RD, PATASKALA, OH 43062, STARTED 06//2018, POSITION/TITLE/RELATIONSHIP: EXECUTOR, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: EXECUTOR OF PARENTS ESTATE ; (4) NAME OF OTHER BUSINESS: THE WELL COMMUNITY DEVELOPMENT CORP ; INVESTMENT RELATED: NO ; ADDRESS: 647 EAST MARKET ST, AKRON OH 44304 ; NATURE OF BUSINESS: NON-PROFIT COMMUNITY DEVELOPMENT ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP:OFFICER ON BOARD; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: ASSISTING WITH BUDGET, USING RESOURCES, AND FINANCIALS TO HELP REACH GOALS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-05
  • S66 Uniform Combined State Law Examination
    2016-08-05
Designations

View on SEC IAPD

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