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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-10-06
  • OH RA
    APPROVED
    Since 2016-10-06

Branch Locations

405 Portage Trail, Cuyahoga Falls, OH 44221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
King Financial Services Cuyahoga Falls OH 09/2013 Present
Signator Investors, Inc. Cuyahoga Falls OH 05/2016 10/2016
Commonwealth Financial Network Waltham MA 10/2016 Present
  • 09/2013 → Present
    King Financial Services
    Cuyahoga Falls, OH
  • 05/2016 → 10/2016
    Signator Investors, Inc.
    Cuyahoga Falls, OH
  • 10/2016 → Present
    Waltham, MA
Other Businesses

Fixed insurance sales; as of 08/09/2023; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-15
S63 Uniform Securities Agent State Law Examination 2014-09-11
  • S65 Uniform Investment Adviser Law Examination
    2018-11-15
  • S63 Uniform Securities Agent State Law Examination
    2014-09-11
Designations

View on SEC IAPD

Other Firms

Other Investors

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