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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-12
OH RA APPROVED 2016-10-05
  • FL RA
    APPROVED
    Since 2023-01-12
  • OH RA
    APPROVED
    Since 2016-10-05

Branch Locations

405 Portage Trail, Cuyahoga Falls, OH 44221 • United States

Englewood, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
My Financial Group, Ltd. Cuyahoga Falls OH 01/2007 09/2022
King Financial Services Cuyahoga Falls OH 01/1990 Present
Signator Investors, Inc. Cuyahoga Falls OH 05/2016 10/2016
Commonwealth Financial Network Waltham MA 10/2016 Present
  • 01/2007 → 09/2022
    My Financial Group, Ltd.
    Cuyahoga Falls, OH
  • 01/1990 → Present
    King Financial Services
    Cuyahoga Falls, OH
  • 05/2016 → 10/2016
    Signator Investors, Inc.
    Cuyahoga Falls, OH
  • 10/2016 → Present
    Waltham, MA
Previous Registrations
  • 2007-01-04 → 2022-09-26
    My Financial Group, Ltd.
    Cuyahoga Falls, OH
  • 2016-05-13 → 2016-10-07
    Signator Investors, Inc.
    Cuyahoga Falls, OH
  • 2009-09-04 → 2016-05-13
    Cuyahoga Falls, OH
  • 2000-09-13 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Middleburg Heights, OH
    Cuyahoga Falls, OH
Other Businesses

1. Fixed insurance sales, as an Agent, under the name 'King Financial Services'; Conducted at branch; Investment related. 2. King Investments, Ltd., Owner of a private real estate holding company which owns and manages rental properties; Not conducted at branch; Investment related. 3. Owner, Lark's View; an entity created for the purpose of buying and managing residential real estate located at Englewood, FL , as of 10/24/2205; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-08
S63 Uniform Securities Agent State Law Examination 1985-07-31
  • S66 Uniform Combined State Law Examination
    2006-11-08
  • S63 Uniform Securities Agent State Law Examination
    1985-07-31
Designations

View on SEC IAPD

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