Griffin James Hatten

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  West Des Moines, IA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  West Des Moines, IA

Other Businesses

Outside Employment; High School Baseball Umpire; Umpire - Umpiring; ; N/A, ,; Not Investment-Related; 05/30/2019; 1 to 9 hours per month; 0 during trading hours / Waukee High School Baseball Assistant Coach; Coach; High School Baseball Assistant Coach; 555 SE University Ave, , Waukee, IA, 50263; Not Investment-Related; 01/07/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; College Baseball Umpire; I umpire NCAA and NAIA baseball games; 1904 Serenity Circle, , Norwalk, IA, 50211; Not Investment-Related; 03/02/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-05

Other Names

• Griffin James Hatten
• Griffin James Hatten