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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2013-11-05
  • IA RA
    APPROVED
    Since 2013-11-05

Branch Locations

1045 76Th St Ste 2000, West Des Moines, IA 50266 • United States

202 1St St Se Ste 216, Mason City, IA 50401 • United States

801 Keeler St, Boone, IA 50036 • United States

Norwalk, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. West Des Moines IA 07/2013 03/2020
Ameriprise Financial Services, Llc West Des Moines IA 03/2020 Present
Other Businesses

Outside Employment; High School Baseball Umpire; Umpire - Umpiring; ; N/A, ,; Not Investment-Related; 05/30/2019; 1 to 9 hours per month; 0 during trading hours / Waukee High School Baseball Assistant Coach; Coach; High School Baseball Assistant Coach; 555 SE University Ave, , Waukee, IA, 50263; Not Investment-Related; 01/07/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; College Baseball Umpire; I umpire NCAA and NAIA baseball games; 1904 Serenity Circle, , Norwalk, IA, 50211; Not Investment-Related; 03/02/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-05
  • S66 Uniform Combined State Law Examination
    2013-11-05
Other Names
  • Griffin James Hatten
  • Griffin James Hatten

View on SEC IAPD

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