George A Pierce

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 09/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
• 01/2014 → 09/2016
  Bank Of America, N.A.
  Henderson, NV
• 09/2016 → Present
  Lpl Financial, Llc
  Las Vegas, NV

Previous Registrations

• 2013-11-19 → 2016-09-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Henderson, NV
  Las Vegas, NV
  Las Vegas, NV
  Henderson, NV
  Las Vegas, NV

Other Businesses

1. 3/26/2018 - Pierce Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/130 Hours During Securities Trading - Time Spent 100%.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-01

Other Names

• George Alexander Pierce