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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-16 |
Branch Locations
1012 Plummer Drive Suite 103, Edwardsville, IL 62025 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St. Louis | MO | 07/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 10/2023 |
| Hightower Advisors | Chicago | IL | 10/2023 | 04/2025 |
| Benjamin F. Edwards & Co., Inc. | Edwardsville | IL | 04/2025 | Present |
LAFAYETTE SQUARE CONDO ASSOCIATION, INV RELATED, ST. LOUIS, MO, TREASURER, START 1/14/2021, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING, CREATING THE BUDGET AND ENSURING PAYMENT OF FEES. TBD, LLC, INVT RELATED, CHICAGO, IL, 100% OWNERSHIP WITH SPOUSE, START DATE 8/4/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGE PROPERTY. RENTAL PROPERTY, INVT RELATED, ST. LOUIS, MO, 100% OWNERSHIP, START DATE 8/8/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGE PROPERTY. TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; CHICAGO, IL; START DATE 12/2022; 3 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-16 |
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