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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-30 |
| LA | RA | APPROVED | 2024-11-19 |
Branch Locations
7980 Jefferson Highway, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Todd Tauzin | Jackson | MS | 09/2013 | 12/2021 |
| Northwestern Mutual Investment Services Llc | Jackson | MS | 09/2013 | 12/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2014 | 12/2021 |
| Pruco Securities, Llc | Baton Rouge | LA | 12/2021 | 11/2024 |
| The Prudential Insurance Company Of America | Baton Rouge | LA | 12/2021 | 11/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 11/2024 | Present |
| Cetera Investment Advisers Llc | Baton Rouge | LA | 11/2024 | Present |
| Hancock Whitney Bank | Baton Rouge | LA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-07 |
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