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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-30
LA RA APPROVED 2024-11-19
  • TX RA
    APPROVED
    Since 2025-06-30
  • LA RA
    APPROVED
    Since 2024-11-19

Branch Locations

7980 Jefferson Highway, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Todd Tauzin Jackson MS 09/2013 12/2021
Northwestern Mutual Investment Services Llc Jackson MS 09/2013 12/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2014 12/2021
Pruco Securities, Llc Baton Rouge LA 12/2021 11/2024
The Prudential Insurance Company Of America Baton Rouge LA 12/2021 11/2024
Cetera Investment Services Llc Saint Cloud MN 11/2024 Present
Cetera Investment Advisers Llc Baton Rouge LA 11/2024 Present
Hancock Whitney Bank Baton Rouge LA 11/2024 Present
  • 09/2013 → 12/2021
    Todd Tauzin
    Jackson, MS
  • 09/2013 → 12/2021
    Jackson, MS
  • 04/2014 → 12/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2021 → 11/2024
    Baton Rouge, LA
  • 12/2021 → 11/2024
    The Prudential Insurance Company Of America
    Baton Rouge, LA
  • 11/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 11/2024 → Present
    Baton Rouge, LA
  • 11/2024 → Present
    Hancock Whitney Bank
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-07
  • S66 Uniform Combined State Law Examination
    2014-03-07
Other Names
  • Trey S Nordan
  • John &Quot;Trey&Quot; S Nordan

View on SEC IAPD

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