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Monty Ray Pollard

Wells Fargo Clearing Services, LLC

Rocky Mount, NC

Rocky Mount, NC

Wilmington, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-04
  • NC RA
    APPROVED
    Since 2018-10-04

Branch Locations

2910 Sunset Ave, Rocky Mount, NC 27804 • United States

1400 Benvenue Rd, Rocky Mount, NC 27804 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Greenville NC 04/2015 10/2018
Wells Fargo Clearing Services, Llc Wilmington NC 10/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-08
  • S66 Uniform Combined State Law Examination
    2013-10-08

View on SEC IAPD

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Other Offices

EDWARD JONES · Rocky Mount, NC
PROSPERITY CAPITAL ADVISORS · Rocky Mount, NC
EDWARD JONES · ROCKY MOUNT, NC
EDWARD JONES · ROCKY MOUNT, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Rocky Mount, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Rocky Mount, NC
EMERALD ASSET MANAGEMENT, INC. · ROCKY MOUNT, NC
WHITENER CAPITAL MANAGEMENT, INC · ROCKY MOUNT, NC

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