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8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-01-02 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | Raleigh | NC | 01/2016 | Present |
| First Citizens Asset Management | Columbia | SC | 12/2015 | Present |
1) First Citizens Asset Management, 1230 Main Street, Columbia, SC 29201. Registered Sales Assistant with the RIA, began 12/21/2015. Investment Related, 10 hours/month during trading hours, hourly compensation. 2) Mary Kay; 222 Southberry Ln, Lexington SC, 29072; Cosmetic Product Lines; Sales Representative; Began 01/01/2015; purchasing cosmetic products at a discount; No compensation is received; Non-Investment Related; Business is not a client of the Firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-21 |
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