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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
655 W Broadway 12Th Fl, San Diego, CA 92101 • United States
La Mesa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St Louis | MO | 06/2014 | 10/2016 |
| Scottrade, Inc. | Rancho Bernardo | CA | 11/2016 | 03/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2018 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 04/2018 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 04/2018 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2018 | Present |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 04/2018 | 12/2019 |
| First Allied Securities, Inc. | San Diego | CA | 04/2018 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-04 |
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