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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-01 |
| CA | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
2041 Rosecrans Ave Ste 385, El Segundo, CA 90245 • United States
875 S Westlake Blvd Ste 214, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 05/2015 | 07/2023 |
| Grove Point Investments Llc | Rockville | MD | 07/2023 | 05/2025 |
| Grove Point Advisors Llc | Rockville | MD | 07/2023 | 05/2025 |
| Lpl Financial Llc | Scottsdale | AZ | 05/2025 | Present |
1- 05/2025 - Arista Private Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 160 hours per month/ during trading 2- 05/2025 - LBK Investments LLC - Real Estate Rental - Investment Related - Home Based - Start Date 03/17/2008 - 1 hour per month/ 0 hours during trading 3- 04/29/2026 - Baker & Shinkle LLC - Business Owner - Not Investment Related - Flagstaff, AZ - Start Date 04/17/2026 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-06 |
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