Robert Lewis Baker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 07/2023
  Edward Jones
  Saint Louis, MO
• 07/2023 → 05/2025
  Grove Point Investments Llc
  Rockville, MD
• 07/2023 → 05/2025
  Grove Point Advisors Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2023-07-28 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Scottsdale, AZ
  El Segundo, CA
  Westlake, CA
• 2015-10-16 → 2023-07-28
  Edward Jones
  Torrance, CA
  Winnetka, CA
  St Louis, MO
  Winnetka, CA
  El Segundo, CA

Other Businesses

1- 05/2025 - Arista Private Wealth Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 160 hours per month/ during trading 2- 05/2025 - LBK Investments LLC - Real Estate Rental - Investment Related - Home Based - Start Date 03/17/2008 - 1 hour per month/ 0 hours during trading 3- 04/29/2026 - Baker & Shinkle LLC - Business Owner - Not Investment Related - Flagstaff, AZ - Start Date 04/17/2026 - 10 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2015-09-02
• S63 Uniform Securities Agent State Law Examination
  2013-09-06

Other Names

• Robert L Baker
• Robert Lewis Baker