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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-10-26 |
| TX | RA | APPROVED | 2022-10-26 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federated Investors, Inc. | Pittsburgh | PA | 11/2015 | 03/2019 |
| Federated Securities Corp. | Pittsburgh | PA | 11/2015 | 03/2019 |
| Mdt Advisers, A Division Of Federated Mdta Llc | Boston | MA | 02/2016 | 03/2019 |
| Federated Global Investment Management Corp | New York | NY | 02/2016 | 03/2019 |
| Federated Investment Counseling | Pittsburgh | PA | 02/2016 | 03/2019 |
| Triad Advisors | Norcross | GA | 04/2019 | 10/2022 |
| Lpl Financial | Pittsburgh | PA | 10/2022 | Present |
1- 10/2022 / Maniet Financial Services Network / DBA for LPL Business (entity for LPL business) / Investment Related / @location / Pittsburg, PA 2- 07/2019 / 1st Phorm / Nutrition and Health Supplements / Non Investment Related / 2 HRS PER MNTH & Zero HRS During Trading-0 Time Spnt Prcnt / Fenton, MO 3- 10/2022 / Maniet Financial Insurance / Non-Variable Insurance / Investment Related / 2 HRS PER MNTH & Zero HRS During Trading-0 Time Spnt Prcnt / @location / Pittsburg, PA 4- 04/18/2023 - Newbauer Maniet Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/01/2023 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-28 |
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