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Stafford Roemer Lyons

Ameriprise Financial Services, LLC

Shreveport, LA

Shreveport, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-08-27
TX RA APPROVED 2018-08-27
  • LA RA
    APPROVED
    Since 2018-08-27
  • TX RA
    APPROVED
    Since 2018-08-27

Branch Locations

6105 Line Ave Ste 100, Shreveport, LA 71106 • United States

Shreveport, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shreveport LA 05/2016 03/2020
Ameriprise Financial Services, Llc Shreveport LA 03/2020 Present
Other Businesses

Outside Employment; Lapis Enterprises Inc; Office Manager and Paraplanner.; Legal entity for our Ameriprise Team Practice.; 6105 Line Ave, Ste 100, Shreveport, LA, 71106-2031; Investment-Related; 03/27/2017; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-31
  • S66 Uniform Combined State Law Examination
    2017-08-31

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
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