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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-13
OK RA APPROVED 2015-03-23
  • TX RA
    APPROVED
    Since 2017-09-13
  • OK RA
    APPROVED
    Since 2015-03-23

Branch Locations

3041 W. Parker Road, Plano, TX 75023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Oklahoma City OK 02/2015 01/2018
J.P. Morgan Securities Llc Plano TX 02/2015 Present
Jpmorgan Chase Bank, N.A. Plano TX 01/2018 Present
  • 02/2015 → 01/2018
    Jpmorgan Chase Bank
    Oklahoma City, OK
  • 02/2015 → Present
    Plano, TX
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
Previous Registrations
  • 2014-08-20 → 2015-02-25
    Oklahoma City, OK
  • 2013-12-16 → 2014-01-28
    Waddell & Reed
    Lawton, OK
    Colleyville, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-14
  • S66 Uniform Combined State Law Examination
    2013-12-14

View on SEC IAPD

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