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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-26
CA RA APPROVED 2025-11-17
TX RA APPROVED 2025-11-14
  • AZ RA
    APPROVED
    Since 2025-11-26
  • CA RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED
    Since 2025-11-14

Branch Locations

2141 Rosecrans Ave Ste 4100, El Segundo, CA 90245 • United States

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Scottsdale, AZ • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 09/2016 11/2025
Loyola Marymount University Los Angeles CA 08/2012 12/2017
Bank Of America, N.A. Los Angeles CA 07/2018 11/2025
Wells Fargo Clearing Services, Llc El Segundo CA 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-28
  • S66 Uniform Combined State Law Examination
    2018-07-28

View on SEC IAPD

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