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Luis M. Jimenez

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2019-09-27
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2019-09-27

Branch Locations

659 W 181St St, New York, NY 10033 • United States

161 Dyckman Street, New York, NY 10040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Bronx NY 11/2015 09/2019
Hsbc Bank Usa, National Association New York NY 11/2015 09/2019
Jp Morgan Securities, Llc New York NY 09/2019 Present
Jp Morgan Chase Bank, N.A. New York NY 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-11
S63 Uniform Securities Agent State Law Examination 2013-10-18
  • S65 Uniform Investment Adviser Law Examination
    2015-12-11
  • S63 Uniform Securities Agent State Law Examination
    2013-10-18
Other Names
  • Luis Jimenez
  • Luis M Jimenez
  • Luis Manuel Jimenez

View on SEC IAPD

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