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Christopher Michael Mullen

Morgan Stanley

Tacoma, WA

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-03
WA RA APPROVED 2013-09-23
  • TX RA
    APPROVED_RES
    Since 2021-03-03
  • WA RA
    APPROVED
    Since 2013-09-23

Branch Locations

1301 A Street Suite 300, Tacoma, WA 98402 • United States

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tacoma WA 07/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2013 → Present
    Tacoma, WA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*391375 - Tacoma Executives Association; Investment Related - No; Gig Harbob, WA; Local, professional networking association; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Jan 2020; During Business Hours:4; After Business Hours: 8; Business Development/Growth, Administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-23
  • S66 Uniform Combined State Law Examination
    2013-09-23

View on SEC IAPD

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