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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-02
TX RA APPROVED_RES 2022-09-02
NV RA APPROVED 2022-06-16
  • CA RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED_RES
    Since 2022-09-02
  • NV RA
    APPROVED
    Since 2022-06-16

Branch Locations

6325 S Rainbow Blvd 3Rd Fl [Las Vegas Rcast], Las Vegas, NV 89118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Henderson NV 05/2005 Present
Wells Fargo Advisors Llc Henderson NV 10/2013 11/2016
Wells Fargo Clearing Services, Llc Henderson NV 11/2016 Present
  • 05/2005 → Present
    Wells Fargo Bank Na
    Henderson, NV
  • 10/2013 → 11/2016
    Wells Fargo Advisors Llc
    Henderson, NV
  • 11/2016 → Present
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-02
S63 Uniform Securities Agent State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2022-06-02
  • S63 Uniform Securities Agent State Law Examination
    2013-11-27
Other Names
  • Sashene Powell
  • Sashene Nicole Johnson

View on SEC IAPD

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