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Soleil Katherine Lum

Summit Asset Management LLC

Memphis, TN

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Current Employers
Summit Asset Management Llc

5100 Wheelis Drive Suite 107, Memphis, TN 38117 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-09-17
  • TN RA
    APPROVED
    Since 2018-09-17

Branch Locations

5100 Wheelis Drive Suite 107, Memphis, TN 38117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Asset Management Llc Memphis TN 09/2016 Present
Unemployed Memphis TN 06/2016 09/2016
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-01-27
  • S63 Uniform Securities Agent State Law Examination
    2014-01-27
Designations
Other Names
  • Soleil Kathering Burleigh
  • Soleil Katherine Burleigh

View on SEC IAPD

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