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Nwf Advisory Services Inc CRD 110410
$6.43B regulatory AUM 109 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-05-19 |
Branch Locations
2696 S Colorado Blvd Ste #583, Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Greenwood Village | CO | 03/2016 | 11/2020 |
| Mml Investors Services, Llc | Greenwood Village | CO | 03/2017 | 11/2020 |
| Sagepoint Financial, Inc. | Denver | CO | 11/2020 | 09/2023 |
| The Ameriflex Group, Inc. | Denver | CO | 11/2020 | Present |
| Osaic Wealth, Inc. | Denver | CO | 09/2023 | Present |
1. NWF ADVISORY SERVICES INC POSITION: INVESTMENT ADVISOR REPRESENTATIVE NATURE: CORPORATION, REGISTERED INVESTMENT ADVISOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/16/2025 ADDRESS: 11835 OLYMPIC BLVD #1155 E, LOS ANGELES CA 90064, United States DESCRIPTION: INVESTMENT ADVISOR FINANCIAL PLANNER 2. CHRISTOPHER RICKETTS INSURANCE AGENT POSITION: AGENT NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/05/2013 ADDRESS: 900 GEM VALLEY DR, leadville CO 80461, United States DESCRIPTION: PROVIDE INSURANCE PRODUCTS 3.RICKETTS FINANCIAL DBA TRAILHEAD FINANCIAL GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2019 ADDRESS: 900 GEM VALLEY DR, Leadville CO 80461, United States DESCRIPTION: DBA for financial services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-07 |
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