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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-07-14 |
Branch Locations
7160 N Dallas Pkwy Ste 125, Plano, TX 75024 • United States
The Colony, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richardson | TX | 03/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Plano | TX | 03/2020 | Present |
Board of Directors; Ark & Compass Foundation; President; 2221 lakeside blvd, suite 1250, , richardson, TX, 75082; Investment-Related; 01/01/2022; 10 to 19 hours per month; 1 to 9 during trading hours / MARCH; Treasurer; none, , Dallas, TX, 75216; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Ark & Compass LLC; to pay office and business expenses; 5413 mountain valley drive, the colony TX 75056, ,; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-27 |
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