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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-24
  • MD RA
    APPROVED
    Since 2025-01-24

Branch Locations

24 Frederick Road, Ellicott City, MD 21043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Mclean VA 07/2013 09/2023
Aig Houston TX 09/2022 09/2023
Lincoln Financial Advisors Ellicott City MD 09/2023 01/2025
Osaic Wealth, Inc. Ellicott City MD 01/2025 Present
  • 07/2013 → 09/2023
    Valic Financial Advisors
    Mclean, VA
  • 09/2022 → 09/2023
    Aig
    Houston, TX
  • 09/2023 → 01/2025
    Lincoln Financial Advisors
    Ellicott City, MD
  • 01/2025 → Present
    Ellicott City, MD
Previous Registrations
  • 2023-09-15 → 2025-01-24
    Osaic Fa, Inc.
    Ellicott City, MD
  • 2013-12-04 → 2023-10-05
    Mclean, VA
    Linthicum Heights, MD
    Linthicum Heights, MD
Other Businesses

1) STONEBRIDGE ADVISORS, INC., 24 FREDERICK RD, ELLICOTT CITY MD CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: SELL AND SERVICE ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, INDEXED ANNUITIES, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, LIFE SETTLEMENTS, LONG-TERM CARE INSURANCE, TRADITIONAL LIFE INSURANCE START DATE: 10/2023 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20 2) ADAM HEWAT, ELLICOTT CITY MD CATEGORY: REAL ESTATE RENTAL INVESTMENT RELATED: YES TITLE: OWNER DUTIES: COLLECT RENT ON RESIDENTIAL HOME START DATE: 10/2016 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 1 3) STONEBRIDGE ADVISORS, INC. POSITION: Agent NATURE: placement of fixed insurance, LTC, DI and Fixed Annuity products thru our supported insurance broker CRUMP INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/02/2023 ADDRESS: 24 Frederick Rd, Ellicott City MD 21043 DESCRIPTION: placement of fixed insurance, LTC, DI and Fixed Annuity products 4) CROSSROADS CHURCH VOLUNTEER CLASS COORDINATOR POSITION: Class coordinator NATURE: Non-profit Church INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/08/2026 ADDRESS: 2750 Rogers Ave, Ellicott City MD 21043, United States DESCRIPTION: My role will be to facilitate a class done by Dave Ramsey called "Financial peace". The time for the students will be made up of me hitting play on the DVD of Dave Ramsey presenting on whatever topic is on schedule that day for the 9 week class. The participants will each have a workbook to fill in blanks from the Ramsey presentation and also worksheets at the end to practice the topic that day. All materials are provided from Ramsey. Then there the class is broken up into smaller discussion groups to work on those activities. I will help folks understand the content and how to fill out the worksheets. Class meets after the first service on Sunday mornings for 1-2 hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-31
  • S66 Uniform Combined State Law Examination
    2013-10-31

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