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Joseph Michael Gillan

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-19
NY RA APPROVED 2026-02-19
TX RA APPROVED 2026-02-19
  • NJ RA
    APPROVED
    Since 2026-02-19
  • NY RA
    APPROVED
    Since 2026-02-19
  • TX RA
    APPROVED
    Since 2026-02-19

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2008 11/2022
Marex Capital Markets Inc New York NY 05/2023 07/2025
Unemployed Madison NJ 12/2022 04/2023
J.P. Morgan Securities Llc New York NY 07/2025 02/2026
Jpmorgan Chase Bank, N.A. New York NY 07/2025 02/2026
Wells Fargo Clearing Services, Llc New York City NY 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-20
S63 Uniform Securities Agent State Law Examination 2006-04-27
  • S66 Uniform Combined State Law Examination
    2025-11-20
  • S63 Uniform Securities Agent State Law Examination
    2006-04-27
Other Names
  • Joseph M Gillan
  • Joseph M Gillan

View on SEC IAPD

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ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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