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Inactive

Joseph Emanuel Romeo

Lido

New York, NY

Los Angeles, CA

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Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
FL RA APPROVED 2025-01-01
TX RA APPROVED 2024-08-09
NJ RA APPROVED 2023-10-04
NY RA APPROVED 2022-07-07
  • CA RA
    APPROVED
    Since 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-08-09
  • NJ RA
    APPROVED
    Since 2023-10-04
  • NY RA
    APPROVED
    Since 2022-07-07

Branch Locations

489 Fifth Avenue 2Nd Floor, New York, NY 10017 • United States

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Mineola NY 09/2014 09/2016
Rnr Securities, Llc East Meadow NY 10/2016 09/2018
Ubs Financial Services New York NY 09/2018 06/2022
Lido Advisors, Llc Manhattan NY 06/2022 Present
  • 09/2014 → 09/2016
    Jp Morgan Securities Llc
    Mineola, NY
  • 10/2016 → 09/2018
    Rnr Securities, Llc
    East Meadow, NY
  • 09/2018 → 06/2022
    Ubs Financial Services
    New York, NY
  • 06/2022 → Present
    Lido Advisors, Llc
    Manhattan, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-11
  • S66 Uniform Combined State Law Examination
    2014-05-11
Designations

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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CRESTVIEW PARTNERS · NEW YORK, NY
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