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David Han

Citigroup Global Markets Inc.

New York, NY

Great Neck, NY

CRD 6224597

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-01
  • NY RA
    APPROVED
    Since 2022-03-01

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Great Neck, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 06/2007 Present
  • 06/2007 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2022-03-01 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-01
  • S66 Uniform Combined State Law Examination
    2022-03-01

View on SEC IAPD

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