Michael Richard Richard Cormier

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-05
ME	RA	APPROVED	2013-09-10

TX RA
APPROVED_RES

Since 2017-01-05
ME RA
APPROVED

Since 2013-09-10

Branch Locations

One Merchants Plaza Third Floor, Bangor, ME 04401 • United States

Hampden, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Portland	ME	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Portland, ME

Other Businesses

Foundation for Financial Planning, Providing Pro Bono Financial Planning to underserved communities, Washington DC United States-20005, Provider of Pro-Bono planning work, start date-5/28/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-30

S66 Uniform Combined State Law Examination

2013-08-30

Other Names

Mike Richard Cormier

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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