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Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-06-03 |
| ND | RA | APPROVED | 2025-06-02 |
| ID | RA | APPROVED | 2025-05-29 |
| IA | RA | APPROVED | 2025-05-29 |
| MN | RA | APPROVED | 2025-05-29 |
| MO | RA | APPROVED | 2025-05-29 |
| MT | RA | APPROVED | 2025-05-29 |
| NE | RA | APPROVED | 2025-05-29 |
| SD | RA | APPROVED | 2025-05-29 |
| UT | RA | APPROVED | 2025-05-29 |
| WY | RA | APPROVED | 2025-05-29 |
| CO | RA | APPROVED | 2025-05-28 |
| KS | RA | APPROVED | 2025-05-28 |
| IL | RA | APPROVED | 2017-12-13 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
225 W. Washington Street, Chicago, IL 60606 • United States
St Charles, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 09/2015 | 09/2017 |
| Cnr Securities, Llc | Chicago | IL | 09/2017 | Present |
(1) Name of Entity: Egebrecht & Schultz Enterprises, LLC, Non investment-related, Address: 1102 S 4th St St Charles, IL 60607, Nature of OBA: Floor Coating Installation Services (franchise), Position/Title/Relationship: Partner, Start Date: 10/01/2023, Time devoted: 40 hours per month; 8 during securities trading hours Duties: 50/50 owner with my wife. Oversee operations as Owner/General Manager.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-12 |
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