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Matthew Edward Assunto

Raymond James & Associates, Inc.

Houston, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-08
  • TX RA
    APPROVED
    Since 2021-11-08

Branch Locations

15375 Memorial Drive Suite 350, Houston, TX 77079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Capital Advisors Houston TX 05/2014 07/2020
Northwestern Mutual Investment Services Llc Houston TX 08/2020 09/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2020 09/2021
Unemployed Houston TX 09/2021 10/2021
Raymond James & Associates, Inc. Houston TX 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-24
  • S66 Uniform Combined State Law Examination
    2015-11-24
Other Names
  • Matthew Edward Assunto
  • Matthew E Assunto

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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