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Alexander John Vicarisi

Wells Fargo Clearing Services, LLC

Columbia, SC

Hilton Head Island, SC

Charleston, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-12-21
  • SC RA
    APPROVED
    Since 2022-12-21

Branch Locations

1320 Main St Ste 600, Columbia, SC 29201 • United States

1 Greenwood Dr, Hilton Head Island, SC 29928 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dicks Sporting Goods Charleston SC 03/2018 07/2018
Edward Jones Hilton Head Island SC 02/2018 07/2020
Jear Logistics Mt Pleasant SC 06/2017 01/2018
American Century Investments Kansas City MO 06/2015 06/2017
Jack Green Savannah GA 08/2020 11/2022
Northwestern Mutual Investment Services Llc Savannah GA 08/2020 11/2022
Wells Fargo Clearing Services, Llc Hilton Head Island SC 11/2022 Present
Wells Fargo Bank, Na Hilton Head Island SC 11/2022 Present
  • 03/2018 → 07/2018
    Dicks Sporting Goods
    Charleston, SC
  • 02/2018 → 07/2020
    Edward Jones
    Hilton Head Island, SC
  • 06/2017 → 01/2018
    Jear Logistics
    Mt Pleasant, SC
  • 06/2015 → 06/2017
    American Century Investments
    Kansas City, MO
  • 08/2020 → 11/2022
    Jack Green
    Savannah, GA
  • 08/2020 → 11/2022
    Northwestern Mutual Investment Services Llc
    Savannah, GA
  • 11/2022 → Present
    Wells Fargo Clearing Services, Llc
    Hilton Head Island, SC
  • 11/2022 → Present
    Wells Fargo Bank, Na
    Hilton Head Island, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
S63 Uniform Securities Agent State Law Examination 2015-08-14
  • S66 Uniform Combined State Law Examination
    2018-12-13
  • S63 Uniform Securities Agent State Law Examination
    2015-08-14
Other Names
  • Alexander Vicarisi
  • Alexander John Vicarisi
  • Alex Vicarisi
  • Alexander J Vicarisi
  • Alex Vicarisi

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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