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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-22 |
| NJ | RA | APPROVED | 2023-11-15 |
| NY | RA | APPROVED | 2023-11-15 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
Hoboken, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Ag | Weehawken | NJ | 06/2015 | 03/2023 |
| Morgan Stanley | New York | NY | 11/2023 | Present |
| Unemployed | Short Hills | NJ | 04/2023 | 10/2023 |
*577098 - Philip Wolstenholme Soccer; Investment Related - No; Short Hills, New Jersey; Soccer coach; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 0; After Business Hours: 20; Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-01 |
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