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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

77 East King St, Shippensburg, PA 17257 • United States

12 S Main Street, Mercersburg, PA 17236 • United States

121 Lurgan Ave, Shippensburg, PA 17257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orrstown Bank Shippensburg PA 08/2012 Present
Cetera Wealth Services, Llc El Segundo CA 08/2014 Present
Waynesboro Borough Council Waynesboro PA 03/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2012 → Present
    Orrstown Bank
    Shippensburg, PA
  • 08/2014 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2017 → Present
    Waynesboro Borough Council
    Waynesboro, PA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ORRSTOWN FINANCIAL ADVISORS DBA ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANKING POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR START DATE: 08/2014 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: MAINSTREET WAYNESBORO; INVESTMENT RELATED: NO; ADDRESS: 13 WEST MAIN STREET, WAYNESBORO, PA 17268; NATURE OF BUSINESS: NON-PROFIT/REVITALIZATION OF MAINSTREET; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RECONCILING THE BOOKS AND HELP FURNISH THE ANNUAL BUDGET, NO CHECK WRITING OR SIGNING AUTHORITY; 3. NAME OF OTHER BUSINESS: LEADERSHIP FRANKLIN COUNTY STEERING COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 100 LINCOLN WAY EAST, CHAMBERSBERG, PA 17201; NATURE OF BUSINESS: NON PROFIT / COMMUNITY QUALITY AND GROWTH; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: AID OTHER COMMUNITY MEMBERS IN MANAGING THE PROGRAM AND PROVIDE OPPORTUNITES TO FUTURE CIVIC LEADERS 4. NAME OF OTHER BUSINESS: PUPS PALMS AND SANDS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: VACATION RENTALS; START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VACATION RENTAL PROPERTIES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-04
S63 Uniform Securities Agent State Law Examination 2015-04-07
  • S65 Uniform Investment Adviser Law Examination
    2017-08-04
  • S63 Uniform Securities Agent State Law Examination
    2015-04-07

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