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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

77 East King St, Shippensburg, PA 17257 • United States

121 Lurgan Ave, Shippensburg, PA 17257 • United States

12 S Main Street, Mercersburg, PA 17236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H & H Chevrolet Shippensburg PA 08/1994 Present
Orrstown Bank Shippensburg PA 08/1997 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Shipmates Llc Shippensburg PA 11/2025 Present
  • 08/1994 → Present
    H & H Chevrolet
    Shippensburg, PA
  • 08/1997 → Present
    Orrstown Bank
    Shippensburg, PA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 11/2025 → Present
    Shipmates Llc
    Shippensburg, PA
Other Businesses

1) FIXED INSURANCE WITH VARIOUS COMPANIES, INV RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, LIFE, ANNUITIES AND LTC, REPRESENTATIVE, START: 5/2003, APX # OF HRS/WK: 40, DUTIES: SALES & SERVICE; 2) ORRSTOWN BANK DBA ORRSTOWN FINANCIAL ADVISORS, INV RELATED: YES, SAME AS REGISTERED LOCATION, FINANCIAL INSTITUTION, REGISTERED REP, START: 5/2003, APX # OF HRS PER WK: 40, RESPONSIBLE FOR NEW BUSINESS DEVELOPMENT, ADMIN OF VARIOUS TYPES OF TRUST ACCOUNTS, ADMINISTERS THE SETTLEMENT OF ESTATES - I AM NOT INVOLVED WITH THE INVESTMENT RECOMMENDATIONS TO AND OR EXECUTIONS OF SECURITIES TRANSACTIONS FOR THE INSTITUTIONS TRUST DEPARTMENT; 3) PHYLLIS NYE, INV RELATED: NO, 11 WALNUT BOTTOM ROAD, SHIPPENSBURG, PA 17257, RENTAL PROPERTY, OWNER, START: 5/2003, APX # OF HRS PER WK: 0-1, MAINTENANCE; 4) NAME OF OTHER BUSINESS: DEEP CREEK RETREAT, LLC, INVESTMENT RELATED: NO, 700 E KING, SHIPPENSBURG, PA, NATURE OF BUSINESS: VACATION PROPERTY, TITLE: OWNER, START: 12/2006, APX # OF HRS PER MONTH: 0-1, UTIES: MANAGEMENT; 5) NAME OF OTHER BUSINESS: H&H CHEVROLET AND CADILLAC, INV RELATED: NO, 730 E KING ST. SHIPPENSBURG, PA 17257, NATURE OF BUSINESS: CAR DEALERSHIP, TITLE: CONSULTANT, APX # OF HRS/MONTH: 20, DUTIES: EDITING MEMOS/ LETTERS, CONSULTING; 6) NAME OF OTHER BUSINESS: SHIPPENSBURG TOWNSHIP, INV RELATED: NO, 15 WALNUT BOTTOM ROAD, SHIPPENSBURG, PA 17257, NATURE OF BUSINESS: TOWNSHIP, TITLE: AUDITOR, START: 1999, APX # OF HRS/YR: 10-15, DUTIES: REV BOOKS AND RECORDS; 7) NAME OF OTHER BUSINESS: OUR LADY OF THE VISITATION - FINANCE COMMITTEE; INV RELATED: NO; 305 N. PRINCE ST., SHIPPENSBURG, PA 17257 NATURE OF BUSINESS: CHURCH; START: 8/2014; TITLE: FINANCE COMMITTEE MEMBER; APX # OF HRS/WK: LESS THAN 1; DUTIES: ADVISE PRIEST ON FINANCIAL MATTERS RELATING TO THE CHURCH, SIT IN ON MONTHLY MEETINGS, PARTICIPATE IN CONVERSATIONS; 8) NAME OF OTHER BUSINESS: SUMMIT HEALTH FOUNDATION BOARD ; INV RELATED: NO ; 112 N. 7TH ST CHAMBERSBURG, PA 17201 ; NATURE OF BUSINESS: NON PROFIT ; START: 01/2025; TITLE: VICE PRESIDENT ; APX # OF HRS/WK: .5 ; DUTIES: WORK WITH PRESIDENT TO FACILITATE FOUNDATION MISSION, ADVISE ON FUND RAISING AND USEAGE OF FUNDS FOR LOCAL PURPOSES, HELP RUN MEETINGS; 9)NAME OF OTHER BUSINESS: CUMBERLAND COUNTY LAND PRESERVATION ; INVESTMENT RELATED: NO; 310 ALLN ROAD CARLISLE, PA 17013; NATURE OF BUSINESS: PRESERVATION BOARD ; START: 1/2022 ; TITLE: BOARD MEMBER; APX # OF HRS/WK: VARIES ; REVIEW APPLICATIONS TO ADD TO LIST, ATTEND MEETINGS ; 10) NAME OF OTHER BUSINESS: W. MICKEY NYE & PHYLLIS NYE, INVESTMENT RELATED: NO, ADDRESS: 220 TIMOTHY LANE, SHIPPENSBURG. PA, NATURE OF BUSINESS: REAL ESTATE, START: 12/2022, TITLE: PART OWNER, LESS THAN 1 HR/WK, NOT DURING TRADING HRS, DUTIES: COLLECT RENT AND MAINTAIN PROPERTY; 11) NAME OF OTHER BUSINESS: H & H CHEVROLET & CADILLAC BOARD; NOT INV RLTD; 730 E KING ST, SHIPPENSBURG, PA 17257; NATURE OF BUSINESS: BOARD; START: 12/2022 TITLE: VICE PRESIDENT; APX # OF HRS/WK & Trading HRS: LESS THAN 1; DUTIES: LISTEN TO DISCUSSIONS & PROVIDE FEEDBACK ON TOPICS PRESENTED; 12) NAME OF OTHER BUSINESS: SHIPMATES LLC; INVESTMENT RELATED: NO; ADDRESS: 76 WEST KING ST SHIPPENSBURG, PA 17257; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WILL DETERMINE THE BEST USE OF RENTAL AND AMOUNT OF RENT TO CHARGE, RENT PROPERTY TO SMALL BUSINESS, RESTAURANTS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-04
  • S63 Uniform Securities Agent State Law Examination
    1993-02-04
Designations
Other Names
  • Phyllis Ann Shields
  • Phyllis Ann Shields

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