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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-06-29
PA RA APPROVED 2023-06-29
  • MD RA
    APPROVED
    Since 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

501 Fairmount Ave, Towson, MD 21286 • United States

4750 Lindle Rd, Harrisburg, PA 17111 • United States

427 Village Dr, Carlisle, PA 17015 • United States

3 Baden Powell Ln, Mechanicsburg, PA 17055 • United States

8216 Philadelphia Road, Baltimore, MD 21237 • United States

77 East King St, Shippensburg, PA 17257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orrstown Bank Shippensburg PA 04/2004 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Wheatland Advisors, Inc Lancaster PA 08/2017 08/2020
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2004 → Present
    Orrstown Bank
    Shippensburg, PA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2017 → 08/2020
    Wheatland Advisors, Inc
    Lancaster, PA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-08-16 → 2020-08-17
    Wheatland Advisors Inc
    Camp Hill, PA
    Lancaster, PA
Other Businesses

1) NAME OF OTHER BUSINESS: DBA ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANK POSITION/TITLE/RELATIONSHIP: REG REPRESENTATIVE START DATE: 10/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: MANAGE TRUST DEPT AND SUPERVISE ADVISORS; 2) NAME OF OTHER BUSINESS: HARRISBURG MASONIC TEMPLE INVESTMENT RELATED: NO ADDRESS: 2701 N. 3RD ST, HARRISBURG, PA 17110 ; NATURE OF BUSINESS: FRATERNAL ORGANIZATION ; START DATE: 06/2021 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: OPERATION AND MAINTENANCE OF THE CENTER ; 3) NAME OF OTHER BUSINESS: HARRISBURG-SNYDER LODGE #629, INVESTMENT RELATED: NO, ADDRESS: 2701 N. THIRD ST, HARRISBURG, PA 17110, NATURE OF BUSINESS: NON-PROFIT, START DATE: 12/2023, POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR ENTERING FINANCIAL/INVESTMENT DATA INTO A SPREADSHEET FOR AUDIT PURPOSES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-19
S63 Uniform Securities Agent State Law Examination 2004-07-13
  • S66 Uniform Combined State Law Examination
    2006-05-19
  • S63 Uniform Securities Agent State Law Examination
    2004-07-13

View on SEC IAPD

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