Timothy Eugene Warren

Current Employers

Employment History

• 07/2014 → Present
  Umpqua Bank
  San Rafael, CA
• 07/2014 → 03/2023
  Umpqua Investments, Inc.
  San Rafael, CA
• 10/2022 → 10/2023
  Cetera Investment Services Llc
  St. Cloud, MN
• 10/2022 → 10/2023
  Cetera Investment Advisers Llc
  San Rafael, CA
• 08/2024 → Present
  Raymond James Financial Services, Inc.
  San Rafael, CA
• 06/2014 → 03/2023
  Steward Partners Investment Solutions, Llc
  San Rafael, CA
• 08/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  San Rafael, CA
• 06/2014 → Present
  Columbia Bank
  San Rafael, CA

Previous Registrations

• 2023-03-01 → 2023-10-18
  Cetera Investment Advisers Llc
  San Rafael, CA
• 2014-08-19 → 2023-03-06
  Steward Partners Investment Solutions, Llc
  San Francisco, CA
  San Rafael, CA
• 2010-04-29 → 2014-06-10
  U.S. Bancorp Advisors, Llc
  Walnut Creek, CA
  San Rafael, CA
• 2006-10-06 → 2009-06-12
  Wells Fargo Investments, Llc
  San Francisco, CA

Other Businesses

1) Name of Business: Address: 122 Jefferson Drive, Tiburon, CA, 94920, United States Activity Type: Rental Real Estate Position/Title: Investment Related: No Start Date: 03/07/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Columbia Bank Address: 1200 5th Ave, San Rafael, CA, 94901-2918, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/13/2014 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Private Bank Relationship Manager

Exams

• S66 Uniform Combined State Law Examination
  2006-10-05

Other Names

• Tim Eugene Warren