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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-26 |
Branch Locations
17 S. Broadway, 2Nd Floor, Nyack, NY 10960 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning Inc | Fort Worth | TX | 09/2013 | 09/2018 |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | 09/2018 |
| Key Investment Services Llc | Poughkeepsie | NY | 09/2018 | Present |
EAST 60S PROVIDER CORP; NATURE: This was a personal service corporation set up to provide care for my mother while she was alive in her last chapter of life, and as part of our family estate planning. The corporation was not funded, because there was a liquidity issue with selling her apartment. There were never any securities or any other investments. Only after my mother passed away on 4/15/2020 and we sold her apartment, a bank checking (Bank of America) account was opened. I am one of three owners and officers along with my siblings John Galbraith and Christina Galbraith. We plan to close the corporation once the Estate of Marie R Galbraith is settled, which we expect to be soon. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2019; ADDRESS: 200 East 65th St, Apt 19, New York NY 10065, United States; DESCRIPTION: To take care of our mother and pay her bills.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-20 |
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