Best Investors Account Sign in
Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

17 S. Broadway, 2Nd Floor, Nyack, NY 10960 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning Inc Fort Worth TX 09/2013 09/2018
First Command Advisory Services Fort Worth TX 12/2015 09/2018
Key Investment Services Llc Poughkeepsie NY 09/2018 Present
Previous Registrations
  • 2015-12-15 → 2018-09-21
    Fort Worth, TX
  • 2014-06-24 → 2015-12-15
    First Command Brokerage Services, Inc.
    Highland Falls, NY
    Newport, RI
Other Businesses

EAST 60S PROVIDER CORP; NATURE: This was a personal service corporation set up to provide care for my mother while she was alive in her last chapter of life, and as part of our family estate planning. The corporation was not funded, because there was a liquidity issue with selling her apartment. There were never any securities or any other investments. Only after my mother passed away on 4/15/2020 and we sold her apartment, a bank checking (Bank of America) account was opened. I am one of three owners and officers along with my siblings John Galbraith and Christina Galbraith. We plan to close the corporation once the Estate of Marie R Galbraith is settled, which we expect to be soon. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2019; ADDRESS: 200 East 65th St, Apt 19, New York NY 10065, United States; DESCRIPTION: To take care of our mother and pay her bills.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2014-06-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Nyack, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor