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4821 E 2Nd Street, Long Beach, CA 90803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 04/2015 | 12/2023 |
| Clg Llc Dba Clg Wealth Management Llc | Long Beach | CA | 12/2016 | Present |
| John D. Cartwright & Assoc, Inc. | Long Beach | CA | 10/2014 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2024 | Present |
1) CLG, LLC DBA CLG Wealth Management LLC. Investment Related. At Registered Location. RIA. Advisory Representative. 10/2/2023. Hrs/month 120 with 96 during trading hours. Financial Planning. 2) JOHN D. CARTWRIGHT & ASSOC, INC. Not Investment Related. 4821 E 2nd Street Long Beach, CA 90803. Other. Head of Operations. 10/01/2014. Hrs/month 20 with 0 during trading hours. Financial services, we provide serivces and support of independent advisors of regional office. 3) Fixed Insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 10/02/2023. Hrs/month 4 all during trading hours. Sales of fixed / traditional insurance products. 4) PKSF. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 10/02/2023. Hrs/month 4 all during trading hours. Sales of fixed / traditional insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-16 |
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