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Shizhan Zhang

Ubs Financial Services Inc.

Pasadena, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-15
CA RA APPROVED 2025-07-09
  • NJ RA
    APPROVED
    Since 2025-07-15
  • CA RA
    APPROVED
    Since 2025-07-09

Branch Locations

251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 06/2013 04/2017
City National Securities Beverly Hills CA 07/2017 03/2023
Usc Marshall School Of Business Los Angeles CA 07/2021 05/2024
Blackrock San Francisco CA 07/2023 07/2025
Blackrock Investments, Llc San Francisco CA 08/2023 07/2025
Ubs Financial Services Inc. Pasadena CA 07/2025 Present
  • 06/2013 → 04/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
  • 07/2017 → 03/2023
    City National Securities
    Beverly Hills, CA
  • 07/2021 → 05/2024
    Usc Marshall School Of Business
    Los Angeles, CA
  • 07/2023 → 07/2025
    Blackrock
    San Francisco, CA
  • 08/2023 → 07/2025
    Blackrock Investments, Llc
    San Francisco, CA
  • 07/2025 → Present
    Ubs Financial Services Inc.
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-11
  • S66 Uniform Combined State Law Examination
    2016-10-11
Other Names
  • Felix Zhang
  • Shi Z Zhang
  • Shizan Zhang
  • Shizhan Zhang

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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