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1166 Avenue Of The Americas 30Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-22 |
Branch Locations
1166 Avenue Of The Americas 30Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbsc Securities Corporation | New York | NY | 11/2014 | 09/2017 |
| Guggenheim Funds Distributors, Llc | New York | NY | 09/2017 | 05/2021 |
| Sprott Asset Management Usa, Inc. | Darien | CT | 05/2021 | 05/2022 |
| Sprott Global Resource Investments Ltd. | Carlsbad | CA | 05/2021 | 05/2022 |
| Cohen & Steers Capital Management, Inc. | New York | NY | 06/2022 | Present |
| Cohen & Steers Securities, Llc | New York | NY | 06/2022 | Present |
Vivian Lane, LLC - Passive owner of retail consulting company. No interference with responsibilities at Cohen & Steers. No compensation. No hours devoted. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-04 |
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