Catherine Scott Mitchell

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 01/2019
  Valic
  Durham, NC
• 01/2019 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 01/2019 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2014-04-22 → 2019-02-14
  Valic Financial Advisors, Inc.
  Durham, NC
  Durham, NC
  Wilmington, NC

Other Businesses

Name: O2 Fitness LLC; Address: Friendly Center, Greensboro, NC; Not Investment Related; Nature: Fitness Center; Position/Title: Instructor; Start: 07/29/2024; Hours/Month: 8; Hours during Market Hours: 0; Duties: Group Fitness Instructor - specializing in Barre, Yoga, and Pilates.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-17
• S63 Uniform Securities Agent State Law Examination
  2013-09-20