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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-21 |
| TX | RA | APPROVED_RES | 2023-11-13 |
| NC | RA | APPROVED | 2011-01-03 |
Branch Locations
4600 Marriott Dr Suite 140, Raleigh, NC 27612 • United States
1600 Division St Suite 610, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Raleigh | NC | 09/2014 | Present |
NAME OF ENTITY: PROVIDENCE FINANCIAL SOLUTIONS; Yes; 2841 PLAZA PL SUITE 130; RALEIGH; NC; 27612; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 4/1/2010; 160; 160; SALE OF INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2841 PLAZA PL STE 130; RALEIGH; NC; 27612; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 1/1/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS. RENTAL PROPERTY POSITION: Owner/Landlord NATURE: The property is owned and leased for long-term renters. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: Elizabethton TN 37643, United States DESCRIPTION: landlord of property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-06 |
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