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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-21
TX RA APPROVED_RES 2023-11-13
NC RA APPROVED 2011-01-03
  • NY RA
    APPROVED
    Since 2024-02-21
  • TX RA
    APPROVED_RES
    Since 2023-11-13
  • NC RA
    APPROVED
    Since 2011-01-03

Branch Locations

4600 Marriott Dr Suite 140, Raleigh, NC 27612 • United States

1600 Division St Suite 610, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Raleigh NC 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Raleigh, NC
Previous Registrations
  • 2008-12-03 → 2011-01-03
    Voya Financial Partners, Llc
    Raleigh, NC
  • 2006-09-14 → 2008-12-02
    Raleigh, NC
Other Businesses

NAME OF ENTITY: PROVIDENCE FINANCIAL SOLUTIONS; Yes; 2841 PLAZA PL SUITE 130; RALEIGH; NC; 27612; FINANCIAL SERVICES/DBA; FINANCIAL ADVISOR; 4/1/2010; 160; 160; SALE OF INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2841 PLAZA PL STE 130; RALEIGH; NC; 27612; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 1/1/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS. RENTAL PROPERTY POSITION: Owner/Landlord NATURE: The property is owned and leased for long-term renters. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: Elizabethton TN 37643, United States DESCRIPTION: landlord of property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-06
  • S66 Uniform Combined State Law Examination
    2006-09-06
Other Names
  • Aaron Harris
  • Aaron Wade Harris

View on SEC IAPD

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