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Rosemar Gonzalez Perez

Ubs Financial Services Inc.

New York, NY

Brooklyn, NY

CRD 6218039

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-01
NJ RA APPROVED 2023-08-01
FL RA APPROVED 2018-11-20
  • CT RA
    APPROVED
    Since 2023-08-01
  • NJ RA
    APPROVED
    Since 2023-08-01
  • FL RA
    APPROVED
    Since 2018-11-20

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Miami FL 06/2017 05/2020
Ubs Financial Services Inc. Miami FL 06/2013 06/2017
University Of Miami Coral Gables FL 08/2015 05/2017
Ubs Financial Services Inc. New York NY 05/2020 05/2022
Ubs Financial Services Inc. New York NY 05/2022 05/2025
Ubs Financial Services Inc. New York NY 05/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-19
  • S66 Uniform Combined State Law Examination
    2018-11-19
Other Names
  • Rosemar Gonzalez

View on SEC IAPD

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