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Stephen F Lawandales

LPl Financial LLC

Marietta, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-18
GA RA APPROVED 2018-05-29
  • TX RA
    APPROVED_RES
    Since 2021-03-18
  • GA RA
    APPROVED
    Since 2018-05-29

Branch Locations

732 Kennesaw Avenue, Suite 110, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Lawandales Group Marietta GA 06/2013 Present
Securites Service Network, Inc Marietta GA 08/2016 05/2018
Lpl Financial Llc Marietta GA 05/2018 Present
  • 06/2013 → Present
    The Lawandales Group
    Marietta, GA
  • 08/2016 → 05/2018
    Securites Service Network, Inc
    Marietta, GA
  • 05/2018 → Present
    Lpl Financial Llc
    Marietta, GA
Other Businesses

1)5/25/18- The Lawandales Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Marietta, GA- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-20
S63 Uniform Securities Agent State Law Examination 2016-08-11
  • S66 Uniform Combined State Law Examination
    2018-04-20
  • S63 Uniform Securities Agent State Law Examination
    2016-08-11
Other Names
  • Stephen Lawandales, Jr.
  • Stephen Lawandales

View on SEC IAPD

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Other Investors

WILLIAM SAMUEL ALLEN
JONATHAN ANDREW BRUMMEL
ATHANASIOS NICK BAFAS
JOHN MICHAEL DICZOK
LOIS ANN BAFAS
CHRISTOPHER DENNIS WRIGHT
BENITO CANALES
Erica L Carson

Other Offices

SENTARA CAPITAL · MARIETTA, GA
ANOVEST INVESTMENT ADVISORS · MARIETTA, GA
THIRD ACT RETIREMENT PLANNING, INC. · MARIETTA, GA
OSAIC WEALTH, INC. · MARIETTA, GA
WELLS FARGO CLEARING SERVICES, LLC · MARIETTA, GA
EDWARD JONES · Marietta, GA
FIFTH THIRD SECURITIES, INC. · MARIETTA, GA
TRUIST ADVISORY SERVICES, INC. · MARIETTA, GA

More in Marietta, GA

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