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Infinium Investment Advisors, LLC CRD 149123
$152M regulatory AUM 113 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
50 S. Steele, Suite 830, Denver, CO 80209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-12-01 |
| TX | RA | APPROVED | 2024-12-01 |
| CO | RA | APPROVED | 2024-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 07/2013 | 04/2017 |
| Jpmorgan Chase Bank Na | Chicago | IL | 07/2013 | 04/2017 |
| Plaisance Capital Llc | Denver | CO | 06/2017 | 10/2023 |
| Infiniuim Investmenet Advisors, Llc | Denver | CO | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-29 |
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