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Mercer Global Advisors Inc. CRD 147363
$84.4B regulatory AUM 87 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-23 |
| ID | RA | APPROVED | 2023-05-19 |
| WA | RA | APPROVED | 2021-08-26 |
Branch Locations
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
201 W. North River Dr. Suite 380, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Lupton | Spokane | WA | 10/2020 | 11/2020 |
| Whitworth University | Spokane | WA | 02/2020 | 05/2022 |
| Vickerman And Driscoll Financial Advisors | Spokane | WA | 01/2019 | 05/2020 |
| Hart Capital Management | Spokane | WA | 01/2013 | 11/2018 |
| Northwestern Mutual Investment Services Llc | Spokane Valley | WA | 11/2020 | 06/2021 |
| Mark Lupton | Spokane Valley | WA | 11/2020 | 06/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2021 | 06/2021 |
| Mercer Global Advisors | Spokane | WA | 07/2021 | 11/2022 |
| L2 Wealth Management | Spokane Valley | WA | 10/2020 | 06/2021 |
| Mercer Global Advisors Inc. | Spokane | WA | 11/2022 | 12/2025 |
| Mercer Global Advisors Inc. | Spokane | WA | 01/2026 | Present |
CFA Society Spokane, Not Investment-related, PO Box 21110, Spokane, WA, USA, 99201, Past President, Start Date: 07/01/2022, 1 hrs per week, 0 trading hrs per week, Non Profit Institution, Duties: I am the Past President of this local non profit for which I have check writing authority .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-01-08 |
| S65 | Uniform Investment Adviser Law Examination | 2013-09-24 |
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