Matthew Dennis Guilford

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2018-11-28
OH	RA	APPROVED	2018-10-11

IN RA
APPROVED

Since 2018-11-28
OH RA
APPROVED

Since 2018-10-11

Branch Locations

164 E High St, Hicksville, OH 43526 • United States

Hicksville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Hicksville	OH	11/2015	Present

11/2015 → Present

Lpl Financial, Llc

Hicksville, OH

Other Businesses

1. 4/27/2020 - Collins & Guilford Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/27/2020 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-21
S63	Uniform Securities Agent State Law Examination	2015-04-21

S65 Uniform Investment Adviser Law Examination

2016-04-21
S63 Uniform Securities Agent State Law Examination

2015-04-21

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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