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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2015-08-31
  • IN RA
    APPROVED
    Since 2015-08-31

Branch Locations

13505 Main Street, Grabill, IN 46741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Merchants Bank Grabill IN 07/2015 Present
Cetera Investment Services Llc St. Cloud MN 07/2015 Present
Cetera Investment Advisers Llc Grabill IN 08/2015 Present
  • 07/2015 → Present
    First Merchants Bank
    Grabill, IN
  • 07/2015 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2015 → Present
    Grabill, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-28
S63 Uniform Securities Agent State Law Examination 2008-10-01
  • S65 Uniform Investment Adviser Law Examination
    2015-08-28
  • S63 Uniform Securities Agent State Law Examination
    2008-10-01
Other Names
  • Matthew R Vincent

View on SEC IAPD

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