Thomas D Flegal

Current Employers

Employment History

• 05/2010 → 12/2017
  Lpl Financial Llc
  Bryan, OH
• 01/2018 → 09/2023
  Sagepoint Financial, Inc.
  Edgerton, OH
• 09/2023 → Present
  Osaic Wealth, Inc.
  Edgerton, OH

Previous Registrations

• 2018-01-02 → 2023-09-01
  Osaic Services, Inc.
  Edgerton, OH
  Edgerton, OH
  Forest Lake, MN
• 2016-04-28 → 2017-12-31
  Lpl Financial Llc
  Edgerton, OH

Other Businesses

1) YARGER FLEGAL INC POSITION: partner NATURE: DBA for fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 05/12/2011 ADDRESS: 163 N Michigan Ave, Edgerton OH 43517, United States DESCRIPTION: It is a DBA for fixed insurance 2) THOMAS D FLEGAL LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2016 ADDRESS: 103 Dairy Drive, Edgerton OH 43517, United States DESCRIPTION: Pass through entity for earnings 3) CYTF HOLDINGS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2017 ADDRESS: 163 N Michigan Ave, Edgerton OH 43517, United States DESCRIPTION: 50% owner. It is just an entity to hold office building 4) JC FLEGAL, LLC POSITION: N/A NATURE: This business is a LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2003 ADDRESS: 157 Maple Lane, Edgerton OH 43517, United States DESCRIPTION: I was at one time the registered agent. I am no longer in that position. I help organize their accounting information for the CPA. I make sure they have all their FDA paperwork is completed and up to date. 5) FLEGAL FAMILY IRRV TR POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2018 ADDRESS: 157 Maple Ln, Edgerton OH 43517, United States DESCRIPTION: My parents named my brother, sister and myself as Trustee's 6.FLEGAL FINANCIAL GROUP POSITION: DBA NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/31/2026 ADDRESS: 163 N Michigan Ave, PO Box163, Edgerton OH 43517, United States DESCRIPTION: Owner 7.FLEGAL FINANCIAL GROUP POSITION: owner NATURE: Fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/31/2026 ADDRESS: 163 N Michigan Ave, PO Box163, Edgerton OH 43517, United States DESCRIPTION: owner

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-28
• S63 Uniform Securities Agent State Law Examination
  2010-08-10

Other Names

• Thomas D Flegal
• Thomas D Flegal