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Erin Lee Mutton

Pathway Financial Advisers, LLC

Auburn, IN

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Current Employers
Pathway Financial Advisers, Llc

4571 County Road 35, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
IN RA APPROVED 2023-11-21
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • IN RA
    APPROVED
    Since 2023-11-21

Branch Locations

4571 County Road 35, Auburn, IN 46706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Larson Financial Group Ft. Wayne IN 07/2016 11/2023
Larson Financial Securities, Llc Ft. Wayne IN 07/2016 11/2023
Pathway Financial Advisers, Llc Auburn IN 11/2023 Present
  • 07/2016 → 11/2023
    Larson Financial Group
    Ft. Wayne, IN
  • 07/2016 → 11/2023
    Larson Financial Securities, Llc
    Ft. Wayne, IN
  • 11/2023 → Present
    Auburn, IN
Previous Registrations
Other Businesses

PUBLIC NOTARY - START DATE: 04/30/2019 - ADDRESS: 8918 SANDPIPER CT, FORT WAYNE, IN 46804 - DUTIES: PROVIDING NOTARY SERVICES TO FRIENDS/FAMILY - NO COMPENSATION - MAY POTENTIALLY BE INVESTMENT/SECURITIES RELATED IF AN ADVISOR IN FORT WAYNE WOULD REQUIRE THIS SERVICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-20
  • S66 Uniform Combined State Law Examination
    2009-11-20
Other Names
  • Erin Lee Kinzer

View on SEC IAPD

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